Guidelines as goals

by rcentor on March 16, 2009

 

I appreciate the erudite comments from my blogging colleagues – DrRich and Dr RW.  I have thought about this issue off and on this weekend.  This morning I found an article that helps explicate my angst.  Ready, aim … fail: Why setting goals can backfire

But a few management scholars are now looking deeper into the effects of goals, and finding that goals have a dangerous side. Individuals, governments, and companies like GM show ample ability to hurt themselves by setting and blindly following goals, even those that seem to make sense at the time. These skeptics draw on a broad array of large-scale failures – the design of the Ford Pinto, the Enron collapse, the rash lending practices of Fannie Mae and Freddie Mac – as evidence of the pernicious effects of goals. Outside the workplace, these thinkers point to the unintended consequences of high-stakes testing in grade schools, and psychological literature showing that goals and other incentives can constrict our thinking. Even the scarcity of cabs on rainy days, some argue, illustrates the ways that goals can blind people to their own best interests.

As Terry Shaneyfelt and I wrote (and I have not seen anyway focus on this issue),

Unfortunately, too many current guidelines have become marketing and opinion-based pieces, delivering directive rather than assistive statements.

Guidelines should not tell us what to do.  They should frame management and diagnostic issues and provide assistance.  However, blind adherence to guidelines can have negative externalities. 

We are now suffering a confluence of good ideas gone bad.  First, the guideline concept started out as a good one.  However, too many subspecialty societies write guidelines, they write guidelines on too many issues, and they then criticize all who do not follow their guidelines.

Second, the research community (and I admit my own personal guilt here) saw performance indicators (adopted from guidelines) as proxies for quality.  As I have written often, quality has many dimensions, but research on performance indicators has confused many administrators into thinking that we can measure quality simply.

Third, therefore we adopt performance indicators as quality measures and thus physicians must divert some of their attention to meeting this performance indicators, even when the patient has other more important issues.

The problem with guidelines stems from the unintended consequences of guidelines.  Guidelines are used to criticize primary care physicians.  They too often conflict because humans (who construct the guidelines) always have biases.

Guidelines carry an undeserved imprimatur.  Sometimes good ideas do not work in practice.  Sometimes good ideas are like goals – all good ideas do not improve clinical care.

 

{ 1 comment… read it below or add one }

Dr. Bob (FP) March 16, 2009 at 8:05 pm

I think the guidelines can be good as a goal if you pick the right ones and use them appropriately. We use ADA diabetes guidelines for some of our goals in our clinic. For example, we shoot for A1c of <7.0, but realize the goal should never be to get 100% of our patients there. (It might even be malpractice and unethical to get 100%, e.g., demented nursing home patient on insulin.) We’ve improved from around 30% to about 70% of our patient’s A1c <7.0, and I think it’s about where we should be. The concept of an achievable benchmark (not 100%) needs to be added when shooting for these goals as individual patient’s circumstances may vary and therefore they might not qualify for the goal.

The problem so far is that the only performance tracking done in our neck of the woods was done by United Healthcare. It was done with secret non-transparent criteria & resulted in United Healthcare loosing all credibility amongst physicians in our region.

It would almost have to be guidelines done by a governmental body or non-profit foundation without industry or medical society ties to be appropriately transparent. I’m cynical enough about organized medicine that I don’t think the medical societies should be coming up with their own. There is too much of a tendency for society guidelines to be self serving. (Would the gastroenterologists ever really support CT colography as a first step in screening or colonoscopies done by internists, FP’s, or general surgeons to boost screening rates?)

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