California court throws out “speculative” expert testimony
In a medical malpractice trial in California, physicians admitted that leaving a retractor in a man’s peritoneal cavity after a September 2000 surgery was a deviation from the standard of care. It was the question of how much damage the mistake caused that was left to a jury, particularly whether the oversight contributed to an infection.
The jury’s decision would rest on what medical expert witnesses had to say. But after the plaintiff’s expert witness testified, the trial court judge told the jury to disregard the expert’s testimony and threw it out, saying the opinion was based on speculation, not science.
…
n the California case, Jennings v. Palomar Pomerado Health Systems Inc. et al., the plaintiff’s expert testified that the retractor left below the patient’s peritoneal cavity during abdominal surgery contributed to an infection in the upper subcutaneous tissue and fascia, according to court records.
Doctors discovered the infection when they went in to remove the retractor. There was no infection in the area around the retractor.
The plaintiff’s expert testified that there was “guilt by association” even though there wasn’t evidence of an infection where the retractor was lodged, court records show. He told the jury that the omentum encased the retractor to isolate and kill germs in the peritoneal area where it was lodged.
The expert testified that the sutures used to close the surgical opening could have brought the infection back up to the peritoneal area, before the omentum was able to take care of any infection below.
As soon as he was finished testifying, defense attorneys for the hospital and two physicians who were named in the lawsuit moved to strike the testimony because there was no basis for the expert’s opinion that the retractor left in the man’s body contributed to the infection.
The judge agreed.
He said the infection, under either explanation the expert outlined, “would have happened anyway even if the retractor had been removed during the original surgery,” according to court records.
Plaintiffs argue that the judge engaged in fact-finding. But the hospital, physicians and the CMA argue that the judge was just doing his job — keeping out speculative and unreliable testimony.
“Trial judges should not abdicate responsibility for determining the reliability and admissibility of evidence before it may be submitted to the jury,” the CMA said in its brief. “In fact, trial courts should be encouraged to do exactly what the court in this case did: carefully analyze expert testimony to ensure that only well-founded, nonspeculative expert opinions reach the jury.”
Indeed, that’s happening more often today than it did a decade ago.
First, a round of applause for the judge. This case illustrates some points that Mr. Howard made in his NY Times piece last week – my rant on that op-ed – Rethinking malpractice . Judges can and should influence malpractice cases in just the way that this judge did. They should not allow speculative testimony. Rather they should remember that the jury is a fact finding group. They should not have to make theoretical judgements.
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{ 4 comments }
I will leave the treatment of patients to you, but under the Federal Rules of Evidence an expert MAY testify based on a hypothetical situation. What might have happened in this case is this expert could have gone too far, but in general an expert may testify based on what he/she has observed or based on a hypothetical situation.
In this particular case, the surgeons who left the retractor behind following surgery were the same surgeons who removed the retractor 17 days later. The medical records indicated that neither the retractor nor the omentum in which the retractor was allegedly encased were cultured. Although standard practice is to culture any retained foreign body, the surgeons who were responsible for leaving the retractor in the first place never ordered the otherwise routine cultures.
Additionally, the only culture taken of the infection was of “abdominal” fluid. There was no indication as to the location of the culture; ie: above or below the peritoneum.
Also, there was no clear record of the actual location of the retractor vis-a-vis the location of the infection. The only evidence which was a matter of record was that the scrub tech specifically testified that at the time he handed the 14″ ribbon retractor to the surgeon, that the operation had been going on for some time and that his gloves were covered with the fluids in the patient’s abdomen and generally associated with the bowel surgery.
There is no record of the use of the retractor during the initial surgery and, therefore, no record of the location of the retractor from the initial surgery.
The records indicated adequate irrigation following surgery. Since there was no mention of the retractor and since the only evidence pertaining to the retractor was that it was in fact contaminated at the time it was placed into the abdomen, it became clear to the expert that the retained retractor was left in an otherwise clean area. If, in fact the abdomen was sufficiently irrigated as the record suggests, then the only remaining item of contamination left to cause or contribute to the infection was the 14″ ribbon retractor.
The expert wasn’t merely speculating. The expert had over 20 years of experience in infectious disease care and treatment and opined that, after reviewing all the hospital records and the deposition transcripts of the surgeons and scrub tech, that the presence of the contaminated ribbon retractor was a substantial factor in causing and contributing to the infectious process.
As an aside….this case changed the way hospitals perform surgeries. As a direct result of this case, hospital procedures now include an instrument count. Hopefully, as a result of this case, we won’t ever have to talk about experts and “speculation” in the same breath as “retained ribbon retractor”.
Joe Maiorano
Attorney for Dan Jennings
Maybe I missed it(like the retractor)but, who had to suffer another operation, and did everyone involved in it donate their time and skills along with the hospital, any X-ray techs.,to compensate the patient for monies(forget the pain and inconvienence) He will or may lose from work because of idiots that can do such a thing and try to pretend no big deal.This is a good example mr.garcia why people have a complete lack of respect for your profession and right they should.As far as the toolcount policy ,you better make sure the people involved know how to count first.
Maybe I missed it(like the retractor)but, who had to suffer another operation, and did everyone involved in it donate their time and skills along with the hospital, any X-ray techs.,to compensate the patient for monies(forget the pain and inconvienence) He will or may lose from work because of idiots that can do such a thing and try to pretend no big deal.This is a good example mr.garcia why people have a complete lack of respect for your profession and right they should.As far as the toolcount policy ,you better make sure the people involved know how to count first.
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